What Are the Restrictions on Using a Self-Directed IRA?

Understanding Prohibited Transactions

Self-directed IRAs offer broad investment freedom—but that freedom comes with critical restrictions to maintain tax-advantaged status. These rules are outlined under IRC Section 4975 and are focused on who your IRA can transact with, not necessarily what it invests in.

The IRS prohibits any direct or indirect transaction between your IRA and a disqualified person. This includes buying, selling, leasing, or lending to/from such individuals.

 

Who Is a Disqualified Person?

Disqualified persons include:

  • You (the IRA owner)

     

  • Your spouse

     

  • Your lineal ancestors and descendants (parents, grandparents, children, grandchildren)

     

  • Spouses of those descendants

     

  • Entities (LLCs, corporations, trusts) where you or disqualified persons have significant ownership (50%+)

Not disqualified: siblings, cousins, aunts/uncles, friends, or unrelated third parties

 

 

Common Prohibited Transaction Scenarios

Let’s clarify this with a few examples:

ScenarioAllowed?Reason
Your IRA buys a property from your fatherNoFather is a disqualified person
Your IRA loans money to your own businessNoYou’re the account owner
Your IRA purchases property from your cousinYesCousin is not disqualified
Your IRA invests in an LLC where you’re the manager and owner NoYou’re engaging in self-dealing
Your IRA buys a rental property from a third partyYesNo disqualified parties involved

Why This Matters

Engaging in a prohibited transaction can lead to the disqualification of the IRA, triggering immediate taxation of the entire account value and potential penalties. That’s why working with a knowledgeable custodian like Directed IRA is critical—we help ensure your investment process stays compliant from the start.

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Self-Directed IRA Getting Started Resources

New to self-directed retirement accounts? These resources are designed to help you understand the fundamentals and get started the right way.

 

Access curated webinars, guides, and educational content covering investment options, account structures, and the rules that govern self-directed IRAs.

 

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Beginner's Guide:
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Mat Sorensen, Attorney, CEO, and Founder of Directed IRA, wrote the #1 book on self-directed IRAs – selling over 50,000 copies nationwide. The Self Directed IRA Handbook is a comprehensive guide written for both investors and advisors alike. Download your free copy today!

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