Transfer From Existing IRA (trustee to trustee)

If you are transferring cash only from an IRA at another institution. Please click here to see if your institution accepts electronic signatures. If they do not accept electronic signatures please complete the fillable PDF form and submit via email to [email protected] or use our secure file upload.

If you are transferring assets such as a LLC, LP, or real estate from an IRA at another institution.

Rollover From 401(k) or Other Employer Plan

If you have a previous employer-sponsored plan, such as a 401(k), Roth 401(k), 403(b), TSP, 457, Profit Sharing, Defined Benefit.

Two Steps are required:
1) Complete this form and then contact the plan administrator to obtain their direct rollover request form.
2) While completing this form you will be prompted to upload a copy of the most recent statement from your current financial institution.

As the IRA owner you can take receipt of funds distributed to you from an IRA or
eligible non-IRA plan, then deposit them into an IRA within 60 days without triggering
a taxable event. You must return the funds to an IRA within 60 days, or the rollover
will be considered a reportable distribution that is subject to taxes and if you are under
59, subject to penalties. Current IRS rules only allow one rollover between IRAs per
person per 12-month rolling period. Please familiarize yourself with the IRS’s
“One-Rollover-Per-Year Rule”.

**Please note, this form does not apply when you receive a check from a former
employer plan that is made payable to your new custodian. Please complete the
401(k) or Other Employer Plan Rollover form.

If you have an existing Solo 401(k) and are wanting to transfer cash and/or assets
from your current Custodian to your new Solo 401(k) account with Directed IRA.

**This form is only for Solo 401(k) to Solo 401(k) transfers.

If you have a retirement plan (such as a 401(k), Roth 401(k), 403(b), TSP, 457, Profit
Sharing, Defined Benefit, etc.) sponsored by a former employer, or if you have a
Traditional IRA, SEP IRA, or SIMPLE IRA that you want to rollover into your new Solo
401(k) account with Directed IRA. While completing this form, you will be prompted
to upload a copy of your most recent statement from your current financial institution.
Roth IRAs cannot rollover into a Solo 401(k).

**Please note, if you will be rolling over a retirement plan sponsored by a former
employer you will need to contact the plan’s administrator to obtain their plan’s
distribution request form.

Make a Contribution

If you want to contribute cash funds to your new account. Please familiarize yourself
with the IRS’s “IRA Contribution Limits” to determine the contribution guidelines.

If you want to contribute cash funds to this type of account, please read the following statement: The depositor must qualify under IRC 530 and be within the income limitations established by law.